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Brokerage
Sunwah Kingsway’s award-winning brokerage arm services a broad base of institutional and retail clients in Hong Kong and overseas. In addition to equities and derivatives brokering, we offer margin financing and initial public offering (IPO) subscription services as well as research with a focus on the Hong Kong and Chinese markets.
Sunwah Kingsway is widely acknowledged in Hong Kong as a leading local brokerage firm, demonstrated by numerous awards including the “Best Local Brokerage in Hong Kong” ranking by the Asiamoney Brokers Poll, a category in which we placed in the top three for five consecutive years. In addition to our solid track record and global on-the-ground presence, our sales force boasts a powerful distribution network of almost 100 institutional accounts worldwide, the result of our strong relationships with other market intermediaries and institutional investors both regionally and worldwide.
Sunwah Kingsway is a long-time member of numerous exchanges with trading rights, including the Stock Exchange of Hong Kong, the Shanghai Stock Exchange and the Shenzhen Stock Exchange where we were among Hong Kong’s first domestic firms to qualify many years ago when China’s financial system first began opening its doors to foreign investment, demonstrating our capacity for foresight and innovation.

Equities
Sunwah Kingsway’s brokerage arm provides eligible clients worldwide with access to key initial public offerings and secondary placements in addition to our stand-out track record for customer service when executing trades on behalf of our customers.
Supported by the Group’s research arm and corporate finance and equity capital markets division, our institutional and retail brokers have the market knowledge they need to effectively service and recommend products to our clients as well as a thorough understanding of Sunwah Kingsway’s underwriting offerings and the ability to place them.
In line with Sunwah Kingsway’s strategy to capitalize on China’s ongoing development (and that of other high-growth Asian economies), our brokerage division is licensed to trade “B” shares on both the Shanghai and Shenzhen stock exchanges (“B” shares represent foreign-invested securities issued by companies established in Mainland China).
Futures & Commodities
Sunwah Kingsway offers a wide range of derivative instruments to retail and institutional investors worldwide. Our experienced team provides a broad range of products and services to sophisticated clients looking to hedge their portfolio risk as well as those seeking to create leverage and capitalize on the futures and options market through arbitrage.
Sunwah Kingsway’s highly seasoned derivatives professionals offer an in depth knowledge of the futures and options arena in Hong Kong. Apart from futures and options in Hong Kong, we offer commodity trading through our night dealing desk. We work closely with our corporate and individual clients, helping them to create customized futures programs in line with their risk capital investment objectives.
Securities Margin Financing
To help our stock brokerage customers maximize their buying power, the Kingsway Group offers margin financing at competitive interest rates. Our margin account clients are able to appropriately leverage investments in a variety of Hong Kong listed equities.
Electronic Trading
Sunwah Kingsway’s commitment to customer service and quality execution extends to its electronic trading system, which provides Sunwah Kingsway clients worldwide with access to a unique assortment of Hong Kong and China equities and financial instruments, and the ability to execute end-to-end, seamless electronic trades.
Sunwah Kingsway is committed to innovation across all facets of our business, including online trading. We were a pioneer in connecting Japanese investors with Greater China based equities through the launch of a ground-breaking electronic trading partnership with E*TRADE Japan. We continue to pursue various means of maintaining our competitive edge through online trading and linking the lucrative Chinese mid-market space with the international investment community.
Research
Sunwah Kingsway’s capital markets and brokerage business is enhanced by our autonomous research arm, which produces in depth, independent equity research for our clients in Hong Kong, Singapore, Europe, China and Taiwan. Our objective is to become the top domestic institutional broker in Hong Kong and China.
The Sunwah Kingsway research team delivers high quality reports, actively searching for undervalued/under-researched situations with considerable upside potential. We focus on regional economics and consider ourselves the most active in covering small to mid capitalization companies, a lucrative segment with well run companies yet under-covered by most research houses.
Sunwah Kingsway Research is an integral part of the Group’s suite of integrated, client focused offerings, ensuring our clients and professionals alike have the knowledge and background necessary to make sound investment decisions.
